
Volume 5, Number 1
Victim-Offender
Mediation and Violent Crimes: On the Way to Justice
By:
Ilyssa Wellikoff[1]
I.
INTRODUCTION
In
the latter part of the last century, American society began to question
whether the criminal judicial system faltered in creating a complete system
of justice. One significant concern was that the criminal justice system's
central focus on punishment and retribution did not satisfy the overall
needs of society.[2] Many
argued that the system overlooked a crucial element—the victim.[3]
In our current criminal justice system, the victim has nearly no role
or control in the judicial process and is frequently left feeling unsatisfied.[4]
In addition, the courts often fail to create a sense of security that
individuals, as well as communities, so desire.[5]
The recognition of these flaws in our criminal judicial system creates
an impetus to find other forms of justice.
Restorative
justice programs are “an alternative approach to criminal justice that
began in response to what proponents viewed as the ineffectiveness of
our current system.”[6] Justice,
in the criminal judicial system, “determines blame and administers pain
in a contest between the offender and the State directed by systematic
rules.”[7] Nowhere in this
scheme is the victim even mentioned. Restorative justice, in contrast,
focuses on the needs of the victim and provides a forum where the victim's
participation is essential in order to achieve justice.[8]
Restorative
justice programs have been implemented in almost every state and are composed
of a variety of methods, including victim-offender mediation.[9]
Victim-offender mediation, which developed in the United States around
1970,[10] has obtained a
reputation as being an effective and viable form of restorative justice.[11]
This program unites victims with their offenders in order to facilitate
dialogue that will aid in both the victim's and the offender's healing.[12]
Victim-offender
mediation often handles less serious crimes such as misdemeanors, juvenile
crimes, and property crimes.[13]
However, with the advent and acceptance of the restorative justice movement
and the success of victim-offender mediation, many programs are beginning
to extend victim-offender mediation to more serious and violent crimes.[14]
These serious and violent crimes include homicide, sexual assault, vehicular
homicide, and armed robbery.[15]
This
Note will discuss the need for an alternative method within the criminal
justice system, such as victim-offender mediation, and will discuss the
benefits and implications of extending victim-offender mediation to serious
and violent crimes. The first part of this Note will explain the premise
and purpose of victim-offender mediation. The Note will detail victim-offender
mediation's roots in restorative justice and the various types of victim-offender
mediation programs currently in place. The second part of this Note will
address the efficacy of victim-offender mediation programs, highlighting
the program's overall benefits and shortcomings. The Note will then address
the criminal judicial system's role in victim-offender mediation and discuss
the consequences and ethical considerations of mediating serious and violent
crimes.
Ultimately,
this Note will conclude that since victim-offender mediation has had great
success in handling less serious crimes and has proven to be an effective
part of the judicial system, violent crimes would also be appropriate
for victim-offender mediation. The benefits attributed to mediating less
violent and less serious crimes only further validate the importance of
handling violent and serious crimes in victim-offender mediation. This
Note does not propose that victim-offender mediation should act as a substitute
for judicial criminal proceedings in serious and violent crimes. Rather,
the principle should be to provide a separate forum for the victims, themselves,
to assert their own claims against their offender.
II. AN OVERVIEW OF VICTIM OFFENDER MEDIATION
A.
Victim-Offender Mediation's Roots in Restorative Justice
The
criminal justice system continues to undergo reformation to incorporate
the principles of restorative justice. The restorative justice approach
emphasizes the needs of victims, which have previously been disregarded.[16]
In addition, restorative justice includes the community as an additional
stakeholder in the crime.[17] Restorative justice recognizes that crimes impact communities as well
as victims, and in order to “heal the effects of crime,” a community's
need to feel secure must be addressed.[18]
The
traditional criminal justice process has focused on placing blame on an
accused offender and punishing that offender in order to obtain retribution.[19]
The State effectuates justice by taking over the criminal process.[20] Under this traditional judicial process, “t he crime is against ‘the State'
and state interests drive the process of doing justice. Individual crime
victims are left on the sidelines of justice, with little or no input.”[21]
In doing so, the victim and community actually affected by the crime are
left as mere bystanders.[22]
The system has even gone so far as omitting the victim's name in the judicial
action's heading. As Price, describes:
In
our system, crime is defined as an act against the State (e.g., State
v. John Jones), rather than an act against individuals and their community
. . . Victims may be viewed, at worst, as impediments to the prosecutorial
process—at best, as valuable witnesses for the prosecution's State case.
Only the most progressive prosecutor's offices view crime victims as their
clients and prioritize the needs of the victim.[23]
Restorative
justice, on the other hand, recognizes that punishment is not the key
to effectuating justice.[24]
Instead, restorative justice programs focus on the needs of the victim,
offender, and community:
Restorative
justice emphasizes the importance of evaluating the role of crime victims
and community members, holding offenders directly accountable to the people
they violate, restoring the emotional and material losses of victims,
and providing a range of opportunities for dialogue, negotiation, and
problem solving, whenever possible, which can lead to a greater sense
of community safety, conflict resolution, and closure for all involved.[25]
In
sum, restorative justice programs have four core goals.[26]
First, restorative justice programs create an opportunity for victims,
offenders, and communities to discuss the effects of the crime.[27]
Second, offenders are expected to rectify the harms they have inflicted.[28] Third, restorative justice seeks to reintegrate victims and offenders
into the community as “whole and contributing members of society.”[29]
The fourth core goal of restorative justice is to provide an arena that
allows affected parties to participate in determining the outcome.[30] Restorative justice programs, including victim-offender mediation, developed
from this notion and have slowly evolved from “relative obscurity” to
global recognition.[31]
B.
Victim-Offender Mediation Programs
Victim-offender
mediation began operating as a form of restorative justice that is primarily
focused on bringing together victims and offenders and making them a part
of the criminal justice system.[32]
In a safe and structured setting, victims are able to question their offender
and discuss how they were affected by the crime, with the goal of holding
the offender accountable for his actions.[33]
The
first victim-offender mediation program originated in Kitchener, Ontario.[34]
The mediation involved two boys who destroyed property during a drunken
rampage.[35] Since the boys
had no prior offenses, their probation officer recommended that, in lieu
of punishment, the juveniles face their victims; the judge agreed.[36]
The boys went to the homes of their victims, confessed to their criminal
activity, and worked out restitution agreements with each household.[37]
Within three months the boys had completed their agreements and paid back
all the losses.[38] This
successful approach to justice allowed the offenders to experience “a
kind of meaningful accountability that punishment could not provide.”[39]
Thus, this affirmative episode led to the creation of the first North
American victim-offender mediation/reconciliation program.[40]
Victim-offender
mediation may be used at any part of the judicial process, [41] and therefore, it will “not interrupt the criminal justice process.”[42]
Victims may either choose to participate in victim-offender mediation
instead of pressing civil charges against their offender, or as an adjunct
to the traditional criminal judicial processes.[43]
The State, however, may still pursue its own criminal charges and prosecution.[44]
Victim-offender
mediation typically follows a four-step process, which differs from the
typical mediation method.[45]
In a typical mediation setting, two parties come together to resolve a
dispute, and the parties work to reach a settlement based on the assumption
that each contributed to the conflict.[46]
However, victim-offender mediation is a distinct form of mediation, which
begins with an innocent victim and his offender, who has already admitted
to committing the crime. In such a setting, communication is the main
objective, and the goal of determining proper retribution is not at issue.[47]
The parties are, therefore, less interested in negotiating a settlement
and more concerned with confronting and communicating with each other.[48]
After
a thorough screening process, victim-offender mediation brings together
victims and their offenders who voluntarily agree to engage in “face-to-face” dialogue with the assistance of a trained mediator.[49] In these meetings, victims are able to ask questions, such as “Why did
you do this to me,” in order to ease their minds and feel secure and whole
again.[50] Offenders learn
the consequences of their actions, understand the enduring effects of
their criminal acts, and may apologize and/or gain forgiveness.[51]
Through this dialogue, victims are able to understand who their offenders
are and what may have caused them to commit the crime.[52]
Another
fundamental purpose of victim-offender mediation is to afford the victim
an opportunity to confront his or her offender in order to better understand
the situation and facilitate the healing process.[53]
Therefore, in order to be a candidate for victim-offender mediation, the
offender must have admitted to committing the offense and voluntarily
agreed to participate in the mediation.[54]
Additionally, this dual prerequisite ensures that the offender will not
be adversely affected by opting not to participate in the program.[55]
Without the voluntary requirement, the entire foundation of victim-offender
mediation would be compromised.[56]
Victim-offender
mediation can be used in a variety of cases; however, depending on the
severity of the crime, the mediation should not be used as an alternative
to the traditional system of criminal prosecution, but rather as a supplement.
For example, although mediation involving less serious crimes may be appropriately
used as an alternative to the prosecutorial system, mediations involving
more violent crimes should be held in conjunction with the prosecutorial
system.[57] Such violent
crimes include homicide, vehicular homicide, assault, and rape.[58]
In addition, other suggested uses may broaden the scope of victim-offender
mediation to include hate crimes and crimes of spousal and/or domestic
abuse.[59]
III. DOES VICTIM-OFFENDER MEDIATION REALLY WORK?
Advocates
affirm that victim-offender mediation, when used in misdemeanor offenses,
is a viable and effective part of the criminal justice system. However,
due to the complexity of serious and violent crimes, the expanded use
of victim-offender mediation requires a closer look at the benefits, negative
implications, and ethical considerations of victim-offender mediation.
A.
Benefits of Victim-Offender Mediation
a. Benefits to the Victim
The
benefits of victim-offender mediation are numerous. Overall, the victim-offender
mediation process creates a more humanizing effect that the traditional
criminal prosecution system cannot match.[60]
Victim-offender mediation provides an opportunity for victims to heal,
emotionally and psychologically, through meeting and communicating with
their offenders.[61] Since
victims are traditionally left out of the criminal justice process, victim-offender
mediation provides an opportunity to be a part of the outcome of justice.[62]
Through dialogue, victims are given the chance to tell the offender how
the crime committed against them affected their lives and their families'
lives.[63] Since victim-offender
mediation is a dialogue-based program, victims are granted the invaluable
opportunity to question their offenders about why they committed the crime
against them.[64] This portion
of the mediation has a cathartic benefit that liberates victims from their “haunting questions” and ruminations.[65]
Ultimately, these answers prompt victims to heal from the repercussions
of the crime.[66]
Victim-offender
mediation has the advantage of giving victims the power to devise a restitution
agreement that is personal to them and to the crime committed against
them.[67] Although restitution
is neither the goal nor the primary purpose of victim-offender mediation,[68]
restitution does serve an important function. The victims feel empowered
and satisfied when they choose a form of restitution that is personal
to them, which they do not receive from an arbitrary court imposed punishment.[69]
Therefore, this form of restitution is distinct from those implemented
in the criminal courts. Where the criminal courts are concerned with punitive
restitution, mainly through fines or incarceration, victim-offender mediation
utilizes personal restitution that is appropriately tailored to the individuals
and communities involved in the crime.[70]
Although the agreed upon restitution plans are usually financial,[71]
in some instances the parties may instead agree upon community service
or personal service for the victim.[72]
Another benefit of allowing victims and offenders to draw up their own
restitution agreements is the high rate of agreement adherence.[73]
In
some instances, victims have further benefited from a process that enables
them to forgive their offenders.[74]
Although forgiveness is not the presumed outcome, or even the aim of victim-offender
mediation, offenders are afforded the opportunity to ask for forgiveness,
and at times, offenders may receive acknowledgement of forgiveness from
the victims.[75] Through
forgiveness, victims are often able to let go of their anger, resentment,
and fear and move beyond the crime committed against them.[76]
b.
Benefits to Offenders
Victim-offender
mediation is not solely for the benefit and healing of the victim. The
offenders also benefit from the program. Offenders tend to recognize the
fairness and justice in this system and are, therefore, more likely to
positively respond to the process.[77]
Traditional criminal judicial processes force offenders into the role
of the defendant, where in order to avoid punishment, they often detach
themselves by denying responsibility.[78] The accuseds' legal advisors recommend that their client somewhat withdraw
from the proceedings by not communicating feelings of remorse through
words or body language, and “sadly, in many cases the defendant has stifled
a sincere desire to approach the victim in apology and contrition.”[79] In contrast, when offenders participate in victim-offender mediation,
they are placed in an intimate encounter with their victims where they
are expected to acknowledge their wrongdoings. In this setting, the offenders
have difficulty defending and “rationalizing” their criminal actions;[80] therefore, “the harm caused by their crime is no longer an abstraction
but very real.”[81] Through
the human nature aspect of the mediation, victim-offender mediation has
proven to generate sincere feelings of remorse within the offender.[82]
Human rights activists explain that healing cannot begin until criminals
acknowledge their wrongdoings and feel remorseful.[83]
Therefore, victim-offender mediation offers a more effective way of dealing
with criminals, rather than solely focusing on punishment.
c.
Benefits to the Community
The
criminal justice system has always recognized that a crime against a person
is a crime against society, which explains why the State, rather than
the victim, prosecutes the criminal.[84]
Communities, however, do not really benefit from the traditional criminal
judicial process.[85] In
contrast, communities do benefit from victim-offender mediation.[86]
Arguably, the principal advantage of victim-offender mediation is that
it generates a low occurrence of recidivism.[87]
Studies have shown that offenders who participated in victim-offender
mediation are less likely to commit future crimes.[88]
The personal effect that facing the victim has on an offender has been
attributed to the low rate of recidivism.[89]
As
previously stated, the restitution agreements reached in victim-offender
mediation tend to be more effective than those handed down by the courts.[90] This higher rate of compliance may benefit the community if the agreed
upon restitution is to provide community service. Offenders view mediated
restitution agreements differently than court ordered restitution. “Offenders
do not experience court-ordered restitution as a moral obligation.”[91]
However, offenders do feel morally obligated to satisfy the arrangements
reached in victim-offender mediation, which allow offenders to participate
in the creation of the restitution agreement. Offenders, therefore, view
the agreement as something that facilitates justice by being a more personal
and meaningful facilitation of true justice.[92]
As a result, offenders who participate in victim-offender mediation show
a higher rate of restitution compliance than those who experience the
court-ordered restitution.[93]
B. Weaknesses of Victim Offender Mediation
Although
victim-offender mediation is often viewed as a highly effective program,
victim-offender mediation is not without criticism. One of the main criticisms
of victim-offender mediation is the lack of adequate guidelines established
to ensure an effective and ethical process.[94]
For example, many criticize the lack of formal training of mediators in
the practice of victim-offender mediation.[95] Critics suggest that a failure to provide proper training can lead to “unclear goals or policies; inappropriate referrals; and unhappy participants.”[96]
Accepting
inappropriate referrals is problematic in victim-offender mediation.[97]
As stated earlier, participation in victim-offender mediation programs
is expected to be completely voluntary in order to be successful.[98] Forcing parties into victim-offender mediation would “not only conflict
with the philosophical underpinnings but would exacerbate the loss of
control already felt by people who have been victimized by crimes.”[99] Other examples of inappropriate referrals include offenders who have been
ordered by the courts to participate in the program; offenders who believe
participating will offer them an “easy way out, even if they are not guilty;”
or cases such as, abuse and incest, which are referred simply because
the “system does not want to deal with” these types of matters.[100]
By accepting inappropriate cases, the victim-offender mediation program
will suffer and lose its credibility.[101]
The
protection and safety afforded to the victims is another concern associated
with victim-offender mediation programs.[102]
In the past, reports of re-victimization have occurred where an offender
confronts his or her victim.[103]
Victims are highly sensitive and apprehensive when initially facing their
offenders, therefore, it is imperative that mediators respect victims'
vulnerabilities by ensuring victims' safety and enhancing victims' feeling
of comfort and security.[104]
The
Victim-Offender Mediation Association (“VOMA”) published recommended ethical
guidelines in order to address and ameliorate the above-mentioned concerns.[105]
These guidelines, which are criticized as being too broad, provide training
and education recommendations for mediators.[106]
In addition, these guidelines state the need for careful screening to
ensure the appropriateness of the cases and to ensure the safety of the
victim and the offender.[107]
Despite
some concerns over potential victim-offender mediation shortcomings, the
American Bar Association (“ABA”) endorses victim-offender mediation.[108] This endorsement highlights the program's effectiveness and the program's
role as “an integral component in a comprehensive corrections system,
helping to avoid high human and economic costs of unnecessary incarceration.”[109]
The ABA highlights many of the benefits of victim-offender mediation[110] and recommends that “Federal, state, territorial, and local governments” integrate victim-offender mediation into their criminal justice systems.[111]
The ABA's endorsement also reiterates some of the recommended guidelines
proposed by VOMA[112]
and specifies that victim-offender mediation programs should conform to
the guidelines already adopted by the ABA.[113]
The
ABA endorsement concludes with the following qualification of victim-offender
mediation:
Victim-offender
mediation/dialogue programs that meet the parameters set forth in this
recommendation will not be a panacea, solving all problems
of the criminal justice system, but they will help improve the functioning
of that system. One of the premises of victim-offender mediation/dialogue
programs is that offenders should be held accountable for the harm that
their criminal conduct has caused individuals and the community. Bringing
this much-needed and often absent emphasis on accountability into the
criminal justice process can, in the long run, only rebound to the benefit
of all of us.[114]
IV. INVOLVEMENT
OF THE CRIMINAL JUSTICE SYSTEM IN VICTIM-OFFENDER MEDIATION
Since
the initiation of victim-offender mediation programs in the 1970s, courts
have slowly become more involved in the process by referring appropriate
cases to the program. This Note suggests that continued success of victim-offender
mediation programs depends on the cooperation and endorsement of the courts.
While courts are needed to act in conjunction with the programs to effectuate
justice, courts must also give victim-offender mediation programs the
opportunity to act as a separate entity from the traditional criminal
prosecution system.
By
allowing victim-offender mediation some autonomy within the traditional
system of criminal prosecution, “emphasis can be placed on problem solving
wherein the procedure and outcome are determined by the needs of the parties.
The criminal justice system could then mainly act as an ‘overseer,' to
make sure that everything is going alright.”[115]
Although victim-offender mediation remains reliant on the traditional
system to prosecute offenders of violent crimes, the program is able to
gain its own piece of the criminal justice process.[116]
One
of the major necessities of victim-offender mediation is that the offender
must be the actual guilty party.[117]
Therefore, courts are especially important to victim-offender mediation
by assisting in the assessment of the guilt of the accused offender. Determining
the offender's guilt is necessary since mediation is not an adjudicatory
process and the program does not have access to the same evidence that
the courts have, nor are they able to make an assumption of guilt or innocence
based on the limited evidence the program receives.[118]
In
addition, when problems arise, courts should aid in the implementation
of the parties' agreements.[119]
Victim-offender mediation has relied upon the court's knowledge of contract
law, and the remedies for breach of contract are essential to the enforcement
of the restitution agreements.[120]
In addition, courts may be called upon to help revise existing provisions
of the agreements reached between the victim and the offender.[121]
Victim-offender
mediation programs are also dependent upon the courts to regulate the
procedures they use for determining which cases in the court system to
refer to victim-offender mediation.[122]
Victim-offender mediation programs rely on the courts to refer appropriate
and diverse cases, including cases that the courts cannot handle efficiently
because of a lack of resources.[123]
V. EXPANSION OF VICTIM-OFFENDER MEDIATION TO INCLUDE SERIOUS AND VIOLENT
CRIMES
Until
recently, nearly all victim-offender mediation programs only accepted
cases involving crimes of a less serious and violent nature.[124]
The majority of cases mediated involved property crimes and minor assaults.[125]
However, the success of victim-offender mediation in those types of cases
has led to the use of victim-offender mediation in cases of more serious
and violent crimes.[126] Such crimes include rape, vehicular homicide, attempted homicide, and
murder, all of which are complex crimes requiring an “intense and lengthy
mediation process.”[127]
The
dissatisfaction victims had with the current punishment-oriented judicial
system led to the expansion of victim-offender mediation to serious and
violent crimes. Victim-offender mediation of serious and violent crimes
is not intended to be a substitute for the criminal penal system.[128]
Rather, it offers a way to link together the other aspects of justice
including victim fulfillment and appropriate offender retribution.
Mediating
serious and violent crimes has generated substantial debate throughout
the world.[129] Proponents
feel that the potential of victim-offender mediation to provide justice
for victims of serious and violent crimes is obvious, while critics suggest
these crimes are too complex and severe to allow restorative justice to
play any part in its outcome. However, even critics are aware of the increasing
problem of over-crowded jails and increasing rates of recidivism and do
not deny that the criminal justice system is in need of help.[130]
The statistics are undeniable; increasing crime rates and over-crowded
jails are plaguing the United States more than ever.[131] “The punitive approach to justice has resulted in the United States becoming
the largest jailer (per capita) in the industrialized world, with a violent
crime rate that is second to no other industrialized nation.”[132]
It is important to note that punishment and incapacitation[133]
remain integral to our society when dealing with violent criminals. Although
victim-offender mediation does not attempt to obviate this aspect of the
criminal justice scheme,[134] we cannot rely on punishment alone in the effort to combat violent crimes.
This notion, however, faces the challenge of contending with the reality
that many victims of these brutal crimes still “demand [some form of]
revenge.”[135]
A.
Implementing Victim-Offender Mediation into the Judicial Process in Cases
Involving Serious and Violent Crimes
The
expansion of victim-offender mediation to serious and violent crimes has
been appealing to many victims affected by these heinous crimes.[136]
The mediation is usually initiated at the victim's request.[137]
Then, as long as a the mediation fosters a safe and controlled environment,
led by a properly trained mediator, many victims are able to directly
come face-to-face with their offenders.[138]
This encounter provides a rare opportunity for victims to confront their
offenders with the hope of finding some solace and relief from the haunting
effects of the crime. Participating victims should not be encouraged by
a mediator to drop criminal charges subject to prosecution; however, in
some instances, victims have voluntarily chosen to do so.[139]
As
this Note previously discussed, the victim has relatively no control over
the judicial processing of the crime committed against them. The State
has “assumed a dominant role in the justice process,” leaving the victim
without a place to participate.[140] This exclusion from the judicial process has regrettably led the victim
to be termed the “forgotten person” in the “administration of justice.”[141]
However, as the incidence of abuse and violence continues to rise, victim
advocate groups are addressing the needs and rights of victims.
The
traumatic event of a serious and violent crime can leave a victim feeling
powerless, isolated, ashamed, angered, and scared.[142]
The families and communities of the victim share these feelings as well.[143]
In addition, the lasting psychological effects on a victim of crime may
be further exacerbated by secondary victimization.[144] Secondary victimization effects are caused not by the criminal act itself,
but through the “response of institutions and individuals to the victim.”[145]
This victimization occurs most notably in instances where the criminal
justice system places the offender's due process rights ahead of the emotional
needs of the victim.[146]
Foremost,
victims of catastrophic crimes want to be healed and have closure. However,
even when the victims' needs are acknowledged, it is wrong to presume
that they are only after revenge and punitive retribution. Although victims
may initially endure overwhelming feelings of anger and hatred for their
offenders, creating the need for automatic revenge, they soon realize
that the judicial system's role as a punisher, upon which they are forced
to rely, does not offer solace from the effects of the crime.
An
extreme example of the dissatisfaction with the traditional punitive system
is seen in crime victims whose offender is facing the death penalty. Studies
indicate that these victims desire more than revenge.[147] Instead of wanting to punish or subject their offenders to a penalty of
death, most victims simply want “recognition and acknowledgement of the
harm done.”[148]
Murder
Victims' Families for Reconciliation is an organization composed of families
of murder victims who oppose and work to abolish the death penalty.[149] Members of this organization speak out against prosecutors who seek the
death penalty as a way of “righteously claiming to be seeking justice
for the grieving families and giving them what they want and need.”[150] These members have ultimately recognized that “pain isn't something that
you can get rid of by transferring it to someone else.”[151]
Punishment alone is insufficient because punishment only affects the offender
and does not address the victim's need for closure and relief.[152] As Price acknowledges, “Punishment is not for the benefit of the victims.
Our society exacts punishment in response to the notion that crime is
a violation against the State and it creates a debt to the State.”[153]
Marty
Price highlights a story about “John” who witnessed his parents' murder
as teenager while he and his sister were shot and left for dead.[154]
Subsequently, as a result of the crime, one of the offenders was executed,
and John had the opportunity to witness the execution. John, however still
felt unsatisfied and yearned for true reparation.[155]
In an attempt to find relief from his hate and bitterness, John decided
to confront the other murderer in mediation.[156]
After
the mediation between John and his offender, John reported that the mediation “changed his life.”[157]
B.
A Case Development Study of Victim-Offender Mediation of a Serious and
Violent Crime
Elizabeth
Menkin suffered a tragic loss when a drunk driver took the life of her
sister, Elaine.[158] However,
through the use of victim-offender mediation, Menkin found a place where
justice actually prevailed.[159]
After her sister's death, Menkin experienced the first of the four steps
that most victims undergo.[160] Menkin initially felt shock, grief, and an “upwelling of vengeful anger.”[161] Menkin strived to overcome her loss and grief, yet she was left feeling “helpless, frustrated, and angry.”[162]
Menkin concentrated all her thoughts on the 25-year-old offender and the
fact that the offender might plead not guilty.[163]
Menkin's
father, Peter, handled his grief over the tragedy differently. Although
tormented by his daughter's death, he focused on the prevention of further
tragedy and suffering to his and the offenders' families.[164]
Peter contacted Marty Price, the director of the Victim-Offender Mediation
Reconciliation Program in Clacksman County, Oregon about his situation.[165]
Price agreed to conduct victim-offender mediation between the offender
and Peter, but encouraged Peter to get the other members of his family
involved in the process as well.[166]
Although his family members were initially reluctant to participate in
the mediation, as Peter shared his experiences many members of the family
decided to become involved in the meditation.[167]
Menkin
wondered what the drunken driver who killed her sister would have to do
to earn her forgiveness.[168] Menkin realized that she needed the offender to recognize her wrongdoing
and to express remorse for the consequences of her criminal behavior;
only then would Menkin believe she could “stop hating her.”[169] In addition, Menkin wanted the offender to feel “regret, shame, suffering,
and humility.”[170] Once
Menkin was able to recognize what she needed from the offender, she was
able to imagine facing her in mediation.[171]
Even
before the actual meeting, Menkin and her family began to feel the benefits
of the process.[172] Menkin
acknowledged that the greatest benefit for the family “was to feel that
we were trying to make something positive out of a very negative situation,
as Elaine would have wanted.”[173]
The
actual mediation proceeded as the victim's family members and the offender
intended, and by all accounts, the parties' experience served as a success
story for using this process in the context of serious and violent crimes.
The entire family had the opportunity to individually address their feelings
and desires to the offender;[174]
the offender listened and expressed feelings of sincere remorse,[175]
and the parties collectively created a restitution agreement that incorporated
all the family members' needs.[176]
The
family noted the immediate emotional healing from the mediation. Menkin
reported that the day after the mediation she noticed her tension had
disappeared and she felt relief as she let go of “feelings of vengeance
and despair.”[177] Elaine's
husband noted how his “brightness and vigor” were restored.[178]
The
offender also benefited from the process. She completed the provisions
of the restitution agreement and has since remained sober and used her
experience as a way to better her life.[179]
C.
Realistic Concerns and Potential Dangers to Address Before Extending Victim-Offender
Mediation to Serious and Violent Crimes
Ideally
all victim-offender mediations of serious and violent crimes would be
as successful as John and Elizabeth Menkin's process. However, even proponents
admit that victim-offender mediation involving such crimes is not appropriate
in every, or even in most, situations.[180] The American Bar Association, which supports the notion of mediating cases
of a violent and severe nature, reports that “special care must be taken,”
and only extensively trained mediators should handle “such highly sensitive
cases.”[181]
The
primary concern when mediating these crimes is that both parties must
voluntarily and willingly agree to participate in the mediation.[182]
Once both parties agree to the mediation, the case then needs time to
ripen.[183] Therefore,
extensive screening and preparation is essential to facilitate a successful
mediation[184] and to
prevent any re-victimization caused by a poorly run mediation.[185]
In
mediations involving serious and violent crimes, the primary focus is
not simply on resolving a conflict through confrontation and dialogue,
but on healing the parties through confrontation and dialogue.[186]
Therefore, the process takes a much different form than mediating crimes
of a less violent or severe nature,[187]
and the mediators should undergo extensive training and acquire special
skills to handle the victims. Foremost, it is imperative that the mediators
empathize with the victims and understand the victimization experience.
Mediators need to be able to sympathize with grieving families and understand
their need to cope with their losses. Mediators should also collaborate
with psychotherapists, in order to prevent re-victimization.[188]
The
mediator should also take the time to learn about the individual offender
and his life experiences that may have led to the commission of the crime.
This information gathering process will enable a mediator to readily determine
if an offender is a suitable candidate to pursue the mediation. An essential
component of victim-offender mediation is for the offender to show the
necessary remorse and a willingness to repent.
In
addition, the mediator should also act in an extremely non-judgmental
manner towards offenders who have committed such heinous crimes, and a
mediator must be able to negotiate with high-level corrections officials
to gain access to the offender and to conduct mediation in prison.[189]
When working with an imprisoned offender, the mediator should understand
the complex criminal justice system and the offender's experience of being
placed in prison.
Another
essential element of the mediation of serious and violent crimes is to
have the support of the offender's defense attorney.[190]
Typically the idea of victim-offender mediation is proposed to the defense
attorney who conveys the suggestion to the offender.[191]
Since the offender often relies on his or her counsel to direct them in
the proper course of action, usually the attorney has great influence
over the client in either encouraging or discouraging his or her participation.[192]
Through
such proper implementation, victim-offender mediation of serious and violent
crimes has the potential to gain substantial support. In addition, the
concern over potential shortcomings would dissipate if the American Bar
Association sets out more explicit and stringent guidelines for victim-offender
mediation programs. To date, the main arguments against the expansion
of victim-offender mediation to serious and violent crimes are based on
the concern for the safety of the victim (mainly preventing re-victimization)
and the appropriateness of cases selected to go to mediation. Victim-offender
mediation programs are aware of these concerns and take them into serious
consideration before selecting the case as a candidate for mediation.
Therefore, as long as the mediators are rigorously and properly trained,
courts refer appropriate cases, the cases go through a strict selection
process, all parties are thoroughly prepared to enter the mediation, and
the criminal courts continue their role in prosecuting the accused, no
reason exists that would justify prohibiting the expansion of victim-offender
mediation to serious and violent crimes.
[1] Senior Articles Editor,
Cardozo Journal of Conflict Resolution. Benjamin N. Cardozo School of
Law, J.D. Candidate, June 2004. The author would like to thank Leslie
Salzman, Clinical Professor of Law and Supervising Attorney of the Bet
Tzedek Legal Services Clinic , for her guidance during the creation of
this Note.
[2]
See, e.g., Marty Price, Personalizing Crime: Mediation Produces
Restorative Justice for Victims and Offenders (2001), http://vorp.com/articles
(last visited Mar. 3, 2002).
[3]
See Lorenn Walker, Conferencing: A New Approach for Juvenile
Justice in Honolulu (June 2002) (stating that American justice is
based on retributive values, whereas restorative justice is based on the
crime and the effects of the crime on the victim and the community, creating
the need for their involvement in determining what is ultimately deemed
justice), http://www.restorative practices.org/Pages/lwalker02/html (last
visited Mar. 3, 2002).
[4]
See id. at Part 2. The emptiness felt by a victim stems from
the victim's belief in the system and belief that severe punishment will
bring them justice. However, “retribution cannot restore their losses,
answer their questions, relieve their fears, and help them make sense
of their tragedy or heal their wounds.” Id. See also Mark Umbreit,
Restorative Justice Through Victim Offender Mediation: A Multi-Site
Assessment, http://wcr.sonoma.edu/v1n1/umbreit.html (last visited
Oct. 20, 2002).
[5]
See, e.g., What is Restorative Justice?, at http://restorativejustice.org/rj3/intro_default.htm.
(last visited Oct. 20, 2002).
[6]
Walker, supra note 3, at Part 4 (arguing how western justice
does not focus on victims or even the offenders, but is instead overly
concerned with retribution and finding appropriate forms of punishment).
[7]
Id.
[8]
See, e.g., Price supra note 2, at Part 2.
[9]
See Marty Price, Punishment- What's in it for the Victim?:
A Restorative Justice Discussion for Crime Victims and their Advocates,
Center, 5 Kaleieidoscope of Justice 1, (Mar./Apr. 1997). Other
methods of restorative justice include family group conferencing, community
sentencing circles, neighborhood accountability boards, reparative probation,
restitution programs, community service programs, and victim-offender
mediation, http://vorp.com/articles (last visited Oct. 20, 2002).
[10]
See Price, infra note 34, at Part 8. (describing the
implementation of victim-offender mediation in North America).
[11]
See, e.g., American Bar Association Endorsement of: Victim-Offender
Mediation/Dialogue Programs, Part 1 (Aug. 1994), http://vorp.com/articles/abaendors.html.
(last visited Oct. 21, 2002).
[12]
See, e.g. Price, supra note 2, at Part 4.
[13]
See Mark Umbreit, et al., The Impact of Victim-Offender
Mediation: Two Decades of Research , 65- DEC FEDPROB 29 (Dec., 2001).
In a 1996-97 survey, two-thirds of victim-offender mediation cases involved
offenders of misdemeanor crimes; forty-five percent worked with juveniles,
while only nine percent handled adults; the remaining worked with both.
See id. at Part 8.
[14]
See, e.g., id. at 34 (discussing finding a way for victim-offender
mediation to handle crimes of a more serious or violent nature such as
domestic abuse, drunk driving fatalities, homicides, and hate crimes).
[15]
See id.
[16]
See Andrew Ashworth, Some Doubts About Restorative Justice,
4 Crim. L.F. 277, 278 (1993).
[17]
See supra note 5, at Part 1 (describing how communities have
a stake in the crime as well as the victim. A community has an interest
in the need to decrease crime and prevent criminals from committing future
crimes). Although the judicial system has recognized that the community
has a stake in the crime, which explains why the State takes over for
the victim, the State's method of prosecution does not fully recognize
the community's needs.
[18]
Marty Price, Crime and Punishment: Can Mediation Produce Restorative
Justice for Victims and Offenders?, http://vorp/articles (last visited
Jan. 7, 2004).
[19]
See Price, supra note 2, at Part 1.
[20]
See Umbreit, supra note 13, at 30. “The State has somehow
stood in for the victim, and the offender has seldom noticed how his or
her actions have affected real, live people.” Id. at 30.
[21]
E.g., Mark Umbreit, Restorative Justice Through Victim Offender
Mediation: A Multi-Site Assessment (1998), Part 2, Western Criminology
Review 1(1), http://wcr.sonoma.edu/v1n1/umbreit.html (last visited October
20, 2002).
[22]
See Price, supra note 2.
[23]
Price, supra note 2, at Part 1.
[24]
See, e.g., Price, supra note 9, at Part 4. If punishment
was the key, then compared with the number of people the court system
imprisons, the recidivism should be significantly smaller than other countries.
However, to the contrary, the United States is plagued by an increasing
incidence of repeat offenders.
[25]
Umbreit, supra note 21, at Part 1.
[26]
See supra note 5, at Part 4. Although the terms of these goals
may vary depending on the source of information used, the goals and purposes
of the victim-offender mediation programs are basically centered on the
same core principles.
[27]
See id. By discussing the effects of the crime, the victims are
able to explain to the offender how the crime committed against them has
affected their lives. They can inform the offenders of the consequences
of their criminal actions and ask the offender questions that they would
not otherwise have an opportunity to ask. The offenders, on the other
hand, are given an opportunity to explain their own life experiences and
what may have led up to committing the crime. The offenders can express
remorse, or regret, and can even ask for forgiveness.
[28]
See id. The purpose of victim-offender mediation is to allow
the victims to have control over the aftermath of the crime, to restore
their sense of security, and to allow them the opportunity to feel whole
again. To that end, it is imperative that the offenders attend the mediation
with the desire to repair the harms they have inflicted.
[29]
See id. Often after a criminal trial is over, whether or not
the accused was found guilty, victims do not regain their confidence,
esteem, and fearlessness that they had before the crime. In addition,
offenders who are imprisoned are not given an adequate opportunity to
rehabilitate and change themselves. Failing to facilitate rehabilitation
might explain why the incidence of recidivism is so high among offenders
who have been through the judicial system. However, restorative justice
programs allow victims and their offenders to prepare mutual agreements.
In addition, offenders are encouraged to make amends. These aspects of
the programs enable victims to liberate themselves from the criminal act
and re-enter society. In addition, making amends enables offenders to
rehabilitate themselves into law-abiding citizens.
[30]
See id. Victim-offender mediation provides victims with the opportunity
to state what he or she wants from the offenders and to request that their
offenders perform certain obligations that meet the victim's needs and
not the judicial system's needs. The offenders may also make suggestions
that they feel are appropriate to the crime they committed. Therefore,
the victim will feel more satisfied knowing their offenders are doing
something that they suggested, rather than doing something that the judicial
system required.
[31]
See Jan Bellard, The Community Mediator, Victim-Offender
Mediation , (2000). Approximately 300 victim-offender mediation programs
exist in the United States and more than 500 programs exist in other parts
of the world, http://www.voma.org/docs/bellard.pdf (last visited on Mar.
23, 2003). Id. at Part 1.
[32]
See Price infra note 34 (describing North America's
first experience with victim-offender mediation and how it was implemented
into the criminal justice system).
[33]
See Umbreit, s upra note 21, at Part 8.
[34]
See Marty Price, VOMA Quarterly, Victim-Offender Mediation:
The State of Art, (noting the “humble beginnings” of victim-offender
mediation), http://www.vorp.com/articles/art.html (last visited Oct. 21,
2002). See also , Mark Umbreit, Restorative Justice Through
Victim Offender Mediation: A Multi-Site Assessment (1998), Part
8, Western Criminology Review 1(1), http://wcr.sonoma.edu/v1n1/umbreit.html
(last visited Oct. 20, 2002).
[35]
See Marty Price, VOMA Quarterly, Victim-Offender Mediation:
The State of the Art. The crime involved two juvenile boys, aged
18 and 19, who went on a drunken “rampage” and destroyed twenty-two cars.
The boys smashed the cars windshields, mirrors, grills and lights, and
slashed tires. See id, http://www.vorp.com/articles/art.html
(last visited October 21, 2002).
[36]
See id. at Part 1. The boys' probation officer did not consider
punishment to be appropriate for these young boys. He told the judge, “There could be some therapeutic value in these two young men having to
personally face up to the victims of their numerous offenses.” Although
the judge first responded with reluctance to the officer's suggestion,
describing the recommendation as “having no basis in law,” he eventually
agreed to the officer's recommendation. See id.
[37]
See id. at Part 1. The boys went to each victim's home or store
and worked out a restitution agreement for each victim's losses.
[38]
See id. at Part 1. The boys fulfilled their restitution agreements
and paid back the victims over $2,000.
[39]
Id. at Part 1.
[40]
See, e.g., Id. at Part 1.
[41]
See Price, supra note 2.
[42]
Juhani Ivari, Victim Offender Mediation- An Alternative, An addition
or Nothing but a Rubbish Bin in Relation to Legal Proceedings?,
Restorative Justice Online (April 2002), at http://www.restorativejustice.org/rj3/Full-text/Finland/VOMarticle.pdf
(last visited Jan. 7, 2004).
[43]
See id. In most cases the victims have dropped the charges against
their offenders, even in serious crimes that are subject to public prosecution.
However, the prosecutor will still exercise his own right to press charges
and bring the offender into criminal proceedings.
[44]
See id. (describing how mediation does not interrupt the criminal
process because the prosecution always has the right to institute criminal
proceedings against the offender, especially in cases involving serious
and violent crimes. The offender, therefore, cannot avoid punishment by
opting to participate in victim-offender mediation).
[45]
See Umbreit, supra note 21, at Part 9. “Most programs
employ a four phase process consisting of: (1) case referral and intake;
(2) preparation for mediation, at which time the mediator meets with the
parties separately prior to the mediation session in order to listen to
their stories, explain the program, invite their participation, and prepare
them for the face-to-face meeting; (3) mediation, at which a trained third
party mediator (most often a community volunteer) facilitates a dialogue
that allows the victim and offender to talk about the impact of the crime
upon their lives, provide information about the event to each other, and
work out a mutually agreeable written restitution agreement; and (4) follow-up,
which monitors restitution agreements; follow-up mediation sessions are
scheduled if problems arise.” Id. at Part 9.
[46]
See Price, supra note 34, at Part 2. Victim-offender
mediation is distinct from mediation used in divorce and custody disputes,
community disputes, commercial disputes, and other civil conflicts. See
also Mark Umbreit, Restorative Justice Through Victim Offender
Mediation: A Multi-Site Assessment (1998), Part 8, Western Criminology
Review 1(1), “While many other types of mediations are largely ‘settlement
driven,' victim-offender mediation is primarily ‘dialogue driven,' with
the emphasis upon victim healing, offender accountability, and restoration
of losses.” Id. at Part 8, http://wcr.sonoma.edu/v1n1/umbreit.html
(last visited Oct. 20, 2002).
[47]
See Umbreit, supra note 21, at Part 8. Victim-offender
mediation differs in that mediators use a humanistic model of mediation,
which involves the mediator focusing on the dialogue of the parties rather
than reaching a settlement agreement. Victim-offender mediation concentrates
on establishing dialogue between the victim and offender, with emphasis
on “victim healing, offender accountability, and restoration of losses.”
[48]
See id. at Part 8. Victim-offender mediation concentrates on
establishing dialogue between the victim and offender, with emphasis on “victim healing, offender accountability, and restoration of losses.”
[49]
See Price, supra note 18.
[50]
See id. The criminal judicial system does not allow the victim
to ask these questions with the opportunity to gain answers and insight.
Instead, the only place where the victim may even confront her offender
directly is through the pre-sentencing statement, but this is just a speech
and the victim can read without offering an opportunity for the offender
to directly respond. See also Handbook on Justice for Victims,
infra note 62, at Part Chapter II, Section D, Part 3. The judicial
system discourages victims involving themselves in the proceedings for
fear that offenders would be subject to harsher punishments. Courts are
also afraid that victims may complicate the proceedings. The only chance
the victim has to state his or her personal feelings is through the victim
impact statement. However, many argue that this occurs too late in the
criminal justice process. See id.
[51]
See e.g., Price, supra note 2. See also American Bar Association, supra note 11. When the victim begins
to question the offender, for the “first time,” the offender may “realize
the level of emotional trauma caused by his or her criminal conduct.”
See id.
[52]
See Bellard, supra note 31, at Part 5.
[53]
See id. at Part 4.
[54]
See id. at Part 4. According to Eric Gilman, “The accused must
be willing to own their part of what happened . . . There [must be] clear
acknowledgment of responsibility on the part of the accused for their
role in the incident.” Id. See also Price, supra note
2 (noting that although victim participation is always voluntary; offender
participation is voluntary in most programs).
[55]
See e.g., Bellard, supra note 31, at Part 6. See
also Price, supra note 34, at 2. To maintain the
efficacy of victim-offender mediation, it is imperative that both the
victim and offender voluntarily agree to mediation, “offenders should
therefore not be penalized by any criminal justice officials, including
probation, parole, and correctional officials, because of a decision not
to participate in such program.” See id.
[56]
See e.g., Bellard, supra note 31, at Part 6.
[57]
See Department of Justice, Government of Newfoundland and Labrador,
Making it Safe: Women, Restorative Justice and Alternative Dispute
Resolution , (July 2000) (questioning whether restorative justice
based programs are, in fact, appropriate in situations involving severe
abuse and violence. Although victim-offender mediation is not explicitly
identified, this source acknowledges the potential dangers of using restorative
justice to handle such a sensitive situation and recommends that these
programs be used to “compliment the criminal justice system and effectively
function side by side.”) Id. at 18, http://paafv@nfld.com (Last
visited on Mar. 1, 2003).
[58]
See e.g., Price, supra note 34, at Part 4. The expansion
into serious and violent crimes usually occurs at the request of the victim.
However, victim-offender mediation in these tragic crimes is not appropriate
for all victims.
[59]
See Alyssa H. Shenk, Note, Victim-Offender Mediation: The
Road to Repairing Hate Crime Injustice , 17 Ohio St. J. on Disp.
Resol. 185 (2001) ( proposing broadening the scope of victim-offender
mediation to incidents involving minor and severe hate crimes and outlining
three principle benefits of victim-offender mediation. First, providing
a human element in hate crimes may deter the offender from acting similarly
in the future. Second, providing an emotional relief in a highly sensitive
area of crime. Third, filling the gaps that hate crime legislation has
not been able to reconcile or fill).
[60]
See Umbreit, supra note 21, at Part 9. “ The victim-offender
mediation process has a strong humanizing effect on the justice system
response to crime, victims, and juvenile offenders.” Id. at Part
9, sec 6. See also American Bar Association, supra note
11, at Part 1. “One of the chief benefits of victim-offender mediation/dialogue
programs is that they humanize the criminal justice process.” Id.
at Part 1.
[61]
See id. See also, e.g., Umbreit, supra note 21, at
Part 8. Victim-offender mediation may also be referred to as “victim-offender
meetings,” or “victim-offender conferences,” since the victim tells the
offender how the crime affected his or her life and, in turn, the offender
can share with the victim his or her past and take responsibility for
his or her criminal behavior.
[62]
See Handbook on Justice for Victims (1999) (acknowledging the
lack of attention that is typically focused on victims in the traditional
criminal judicial system). Victim-offender mediation, allows the victims
the opportunity to be treated more than a mere witness and to confront
their offenders in a situation that allows the latter to fully understand
how their criminal behavior impacted their lives. www.victimology.nl/onlpub/hb/hbook.html
(last visited Jan. 7, 2004).
[63]
See John Braithwaite, Restorative Justice: Assessing Optimistic
and Pessimistic Accounts, 25 Crime & Just. 1 (1999).
[64]
See American Bar Association, supra note 11. See
also Umbreit, supra note 21, at Part 7.
[65]
See Price, supra note 2, at Part 4. See also
Price supra note 18, at Part 3.
[66]
See Handbook on Justice for Victims, supra note 62, at 6. (discussing
the four phases that victims typically endure in the aftermath of crimes.
The initial reactions may be shock, fear, anger, disbelief, and guilt.
This initial stage is followed by a period of disorganization, which may
manifest itself in nightmares and stress about the event. Next, victims
undergo a period of acceptance and reconstruction, which will eventually
lead to normalization and adjustment. Victims pass through each of these
stages at their own rate; however, in some instances, a victim might get
stuck in one particular stage. Victim-offender mediation facilitates this
process and allows victims to ultimately pass through each stage and heal).
[67]
See, e.g., Umbreit, supra note 13, at 30. Although victims
usually complete victim-offender mediation impressed by the experience
of approaching their offender, victims typically enter the process motivated
by restitution. See also Menkin, infra note 164 (providing
an illustration of a victim-offender mediation case dealing with the death
of a family member who was killed by a drunk driver. The story highlights
how the victims' needs were met by working out a restitution agreement
that fully incorporated the personal demands of the victims).
[68]
See e.g., Umbreit, supra note 13, at 31. In victim-offender
mediation, restitution is considered secondary to the dialogue aspect
of the mediation. See also Price, supra note 18, at
Part 2. In victim-offender mediation at its best, the focus is on dialogue,
understanding, empathy, and healing, rather than on over-arching goals
of settlement or restitution.
[69]
See Price, supra note 18, Part 3. The victim and offender
in the mediation are not confined to the “narrow definitions of the law,” and are, therefore, able to develop their own agreements that are wholly
relevant to the crime that was committed against them. See also Price,
supra note 2, at Part 6 (allowing victims and offenders develop
their own restitution agreements has led to greater satisfaction and amelioration
of victims' fears of re-victimization).
[70]
See, e.g., Mark S. Umbreit & Jean Greenwood, Criteria
for Victim-Sensitive Mediation & Dialogue with Offenders, (1997).
Victim-offender mediation provides a unique opportunity “for victim and
offender to develop a mutually acceptable plan that addresses the harm
caused by the crime.” Id. at Part 1. In developing an appropriate
restitution agreement, mediators should ask the victims and offenders
to “brainstorm” possible remedies before the actual mediation commences. Id. at Part 10.
[71]
See, e.g., Price, supra note 18, at Part 3
(describing examples of financial restitution plans such as reimbursement
for funeral expenses, psychotherapy, and other financial losses resulting
from the crime). See also Umbreit, supra note 27, at
Part 12.
[72]
See Umbreit, supra note 21, at Part 12. See also
Price, supra note 2, at Part 2.
[73]
See Umbreit, supra note 13, at Part 4. (reporting study
results indicate that 81% of offenders in mediation complete their restitution
obligations, compared to 58% through the court-administered restitution
programs). See also American Bar Association, supra note
11. “Through the implementation of the agreement, which holds an offender
accountable for the harm caused by his or her criminal behavior, a victim-offender
mediation/dialogue program can serve as an integral component in a comprehensive
corrections system, helping to avoid the high human and economic costs
of unnecessary incarceration.” Id. at Part 1.
[74]
See, e.g., Price, supra note 2, at Part 4. The primary
focus is on “healing and closure,” however this does not necessarily make
forgiveness essential to a successful outcome. Victim-offender mediation
allows a forum for offenders to offer “heartfelt apologies,” which may
lead to the victim offering his or her forgiveness to the offender. See
id.
[75]
See id. Price clarifies that “forgiveness is a process, not a
goal. It must occur according to the victim's own timing, if at all. For
some victims, forgiveness may never be appropriate.” Id.
[76]
See Steve Swart, The Appeal of Restorative Justice to Policy
Makers, United Nations Crime Congress: Ancillary Meeting, Vienna
Austria, (2000). “Forgiveness is not something that the victim does for
the benefit of the offender. It is the process of the victim letting go
of the rage and pain of injustice so that he or she can resume living,
freed from the power of criminal violation.”
[77]
See, e.g., Braithwaite, supra note 63, at 26 (explaining
how offenders will respond better in criminal justice processes that they
perceive to be fair and “just,” such as victim-offender mediation programs.
Offenders are also less likely to commit future crimes after participating
in victim-offender mediation programs).
[78]
See Price, supra note 2, at Part 8 (stating the irony
in our judicial system, which consists of societal values that encourage
offenders to confess to their crimes and a criminal judicial system that
compromises against these values. Defense attorneys encourage their clients,
regardless of culpability, to deny responsibility in order to avoid repercussions
of their criminal acts).
[79]
Id.
[80]
See American Bar Association, supra note 11, at Part
1.
[81]
Id. at Part 1. Additionally, the victims have the opportunity
to view their offenders as more than criminals. Victims are imparted with
the chance to understand their offenders by learning about their backgrounds
and what circumstances might have led them to commit their criminal actions.
[82]
See id. When the offender has the opportunity to hear first-hand
from the victim how the crime affected his or her life, the offender is
able to gain an understanding of the emotional trauma his or her conduct
caused. After hearing the victim speak, the victim tends to feel remorseful.
See also Bellard, supra note 31, at Part 4 (quoting
a report in the ABA Criminal Justice Section: “One of the chief benefits
of the victim-offender mediation is that they humanize the criminal justice
process”).
[83]
See Miriam J. Aukerman, Extraordinary Evil, Ordinary Crime:
A Framework for Understanding Traditional Justice, 15 Harv. Hum.
Rts. J . 39 (2002). Punishment does not provide the basis needed for criminal
offender rehabilitation. When punished, criminals often disassociate themselves
with their crimes and fail to acknowledge complete responsibility for
their actions. The failure of our current punitive approach to justice
is indicated by the high rates of recidivism amongst offenders.
[84]
See, e.g., Ashworth, supra note 16, at 277.
[85]
See Braithwaite, supra note 63, at 35 (arguing that
communities are affected by the crime just as the victim is affected by
the crime). After a criminal occurrence, communities are afraid of additional
acts of violence, as well as, victim-anger breaking down a community and
the families within the community.
[86]
See id. Community members report high levels of satisfaction
after participating in the programs. Additionally the high rate of restitution
adherence has been reported to “enhance commitment to the community and
feelings of citizenship.” Id. at 36.
[87]
See, e.g., Braithwaite, supra note 63, at 27 (indicating
an 18% recidivism rate in victim-offender mediation across four sites
compared to a 27% rate among similar offenders who did not participate
in victim-offender mediation programs). See also Umbreit, supra
note 21, at Part 18 (reporting similar findings reached in studies
of victim-offender mediation programs working with adult offenders).
[88]
See Umbreit, supra note 21, at Part 18.
[89]
See Price, supra note 18.
[90]
See supra note 73. See also, e.g., Umbreit, supra
note 13, at 32 (examining a study between youth offenders who participated
in victim-offender mediation and youth offenders who did not participate
in this program, indicated an 81% compliance rate with those who participated,
compared to 57% of those who did not participate).
[91]
Price, supra note 2, at Part 5 (discussing the reason why victim-offender
mediation produces a much higher rate of restitution compliance than in
court ordered restitution).
[92]
See id. (describing how offenders “feel ownership of the agreement
and experience it as just") at Part 5.
[93]
See Umbreit, supra note 13, at 32. Restitution agreements
are effectuated in the majority of victim-offender mediations and, as
the studies indicate, over eight of ten agreements are actually fulfilled
by the offenders.
[94]
See Bellard, supra note 31, at Part 7. Critics are concerned
with the narrow establishment of guidelines because of the fear of re-victimization,
or the fear of the offender actually becoming a victim of the process,
whether by a vengeful or threatening victim. See id.
[95]
See id. In order to avoid re-victimization or victimization of
the offender, it is imperative that mediators have a sufficient foundation
in the principles and practices of the program. Bellard states that victim-offender
mediation “is not a money-maker or a no-brainer; it requires passion,
commitment, and specific base of knowledge.” at Part 7.
[96]
Id. (offering solutions to this problem such as before setting
up a victim-offender mediation program, (a) local and regional needs must
be assessed, (b) the national standards of practice must be reviewed,
(c) time and money is needed to access the appropriate resources, and
(d) commitment and passion are required).
[97]
See e.g., id at Part 7. The quality of the program will suffer
if inappropriate referrals are accepted; it will also result in confusion
about the exact purpose of victim-offender mediation; in addition, victim
advocate groups may confront victim-offender mediation with great hostility.
See id.
[98]
See e.g., id. See also Marty Price, Comparing Victim-Offender
Mediation Program Models , 6 VOMA Quarterly 1 (Summer 1995). When
assessing the appropriateness of the referral, mediators should also ensure
that the victims will not be so intimidated by the confrontation that
they will be too afraid to speak, or that the victims are not so over-aggressive
that they may seek only to “bash the offender,” at Part 2, http://www.vorp.com/articles/compare.html
(last visited Nov. 1, 2002).
[99]
American Bar Association, supra note 11 (stating this requirement
as a critical component to “ensure the efficacy of the program”).
[100]
Bellard, supra note 31, at Part 7. In order to avoid accepting
inappropriate referrals, Bellard suggests setting specific guidelines
for appropriate cases that can then be implemented on a national level
and adhered to by all victim-offender mediation programs. See id.
[101]
See id.
[102]
See Marty Price, Comparing Victim-Offender Mediation Program
Models, 6 VOMA Quarterly 1 (1995), “The physical and emotional safety
of the victim must be an overriding concern, not only for the obvious
reasons, but also to protect the program itself.” http://www.vorp.com/articles/compare.html
(last visited Nov. 1, 2002).
[103]
See Id. These encounters have substantially harmed victim-offender
mediation's reputation as a safe environment in which to conduct mediation.
[104]
See Umbreit, supra note 70. This article identifies
one of the basic underlying principles of victim-offender mediation, “the
use of specific techniques and strategies by the mediator must serve the
larger goals of creating a safe, respectful environment in which a mediated
dialogue can occur . . .The mediator must do everything possible to ensure
that the victim will not be harmed in any way.” All of these goals can
only be achieved through the use of specified mediator training and guidelines. See id.
[105]
See Victim Offender Mediation Association, Victim-Offender
Mediation Association Recommended Ethical Guidelines (1998). The
guidelines include recommendations on the process of the mediation, mediator
procedures, mediator impartiality and neutrality, confidentiality and
exchange of information, responsibilities of the parties to the mediation,
professional advice, the parties' ability to participate in the mediation,
training and education, costs and fees, advertising, mediator relationships
with other professional, and media policy. http://www.voma.org/docs/ethics.pdf
(last visited Nov. 1, 2002).
[106]
See Bellard, supra note 31. The guidelines recommend
that mediators acquire “substantive knowledge and procedural skill” regarding
the parties and circumstances involved in the mediation. In addition,
the mediator should participate in continuing education. See id.
[107]
See Umbreit, supra note 70.
[108]
See American Bar Association, supra note 10. In April
1994, the ABA urged Federal, state, territorial, and local governments
to incorporate victim-offender mediation/dialogue programs into their
criminal justice processes. In addition, the ABA encouraged the support
of these governments in funding research regarding victim-offender mediation/dialogue
programs and the dissemination of such study results.
[109]
Id. at Part 1.
[110]
See id. at Part 2. Participants report high levels of satisfaction
and are impressed with the fairness. Offenders are more likely to complete
their restitution agreements and victims' gain relief to the fears and
anxieties of future victimization. Moreover, almost all participants state
that they would participate in victim-offender mediation again if given
the choice.
[111]
Id. at Part 2. The ABA does clarify that although victim-offender
mediation is recommended at the Federal, State, and local level, they
cannot be implemented haphazardly. In order to endure a successful implementation,
the programs must meet the recommended requirements.
[112]
See id. at Part 3. VOMA introduced guidelines for victim-offender
mediation in order to facilitate its mission to support and develop this
program, and any other form of justice, which seeks to create opportunities
for dialogue between victims and communities and their offenders for the
purpose of healing and restoration.
[113]
See id. at Part 2. (specifying the adherence standards to ABA
standards for Criminal Justice, Pretrial Release, Standard 10-6.1(a) and
(c) (1985). But see, supra note 94 (stating that these guidelines
may be too narrow and therefore inadequate).
[114]
Id. at Part 3 (emphasis in the original).
[115]
Ivari, supra note 42.
[116]
See id.
[117]
Assuming that cases may arise where an accused admits to a criminal act
even though he or she is actually innocent. See Bellard, supra
note 31, at Part 5. See also Price, supra note
2, at Part 6 (stating that the mediation process cannot commence until
issues over guilt and innocence are resolved. The only possible exception
may be if the defendant maintains a “pro forma not guilty plea only to
preserve the possibility for plea negotiations”).
[118]
See Ivari, supra note 42 (noting that victim-offender
mediation programs do not have access to the same information that the
court's have and therefore are not capable of making a determination of
guilt or innocence). The objective of victim-offender m |